Trade Cancellation and Amendment

Omega Securities Inc (OSI) can cancel or amend a trade on Omega ATS or Lynx ATS with consent from both participating parties. When a voluntary cancel or  amendment has been agreed upon, OSI will contact the Investment Industry Regulatory Organization of Canada (IIROC) and advise of the impending action. Once the trade has been cancelled or amended, OSI will confirm the action with the counter parties. In the event one party to a trade does not agree to a voluntary cancel or amend, the requesting party may contact IIROC for a trade review.  IIROC has the authority to cancel or amend trades. OSI will take the appropriate action when as directed by IIROC.

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